The Metabolic Effects of Atypical Antipsychotics and Their Clinical Management




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Disclosure Statement:

In accordance with the Criteria for Quality and Interpretive Guidelines of the Accreditation Council for Pharmacy Education, the Massachusetts College of Pharmacy and Health Sciences will disclose any interest or affiliation a speaker might have with the supporting commercial organization. Faculty disclosures are as follows:

Michael C. Angelini, MA, PharmD, has received honoraria (speaking engagements) from Bristol-Myers Squibb Company, Eli Lilly and Company, Forest Laboratories, Inc., Janssen Pharmaceutica Products, L.P., Northfield Laboratories Inc., and Pfizer Inc.

Robert L. Dufresne, PhD, is a consultant for AstraZeneca Pharmaceuticals L.P., Bristol-Myers Squibb Company, Eli Lilly and Company, and Janssen Pharmaceutica Products, L.P., and has received honoraria (speaking engagements) from Bristol-Myers Squibb Company, Eli Lilly and Company, and Pfizer Inc.

Timothy J. Maher, PhD, has received honoraria (speaking engagements) from Janssen Pharmaceutica Products, L.P. and Schering/Key Pharmaceuticals.

Elliot Sternthal, MD, has received grant and/or research support from Merck & Co., Inc., and honoraria (speaking engagements) from Aventis Pharmaceuticals Inc., Eli Lilly/Takeda, GlaxoSmithKline, Pfizer Inc, and Wyeth Pharmaceuticals.
 
 
 
Objectives: back to menu
  • Describe the interactions between the various neurotransmitters and hormones that influence the homeostatic regulation of energy intake and expenditure.
  • Recognize the psychotherapeutic and non-psychiatric pharmacotherapy agents likely to predispose patients to a metabolic syndrome characterized by dysfunctional glucose and/or lipid regulation.
  • Compare and contrast the differing bodies of evidence concerning the role of mental illness, antipsychotic medication, and the other adverse effects of atypical antipsychotics in glucose dysregulation.
  • Describe the effects of atypical antipsychotics in causing changes in serum lipids and related factors and their implications for monitoring.
  • Describe the role of insulin resistance and ß-cell dysfunction in the metabolic syndrome, prediabetes, and type 2 diabetes.
  • Evaluate the potential risk of hyperglycemic decompensation due to atypical antipsychotics in patients with the metabolic syndrome, prediabetes, and type 2 diabetes.
  • Apply metabolic syndrome and antipsychotic medication information to create a comprehensive treatment plan for a schizophrenic patient at risk for, or comorbid with, diabetes.
  • Differentiate between methods of treatment for psychosis to enhance outcomes while minimizing the risk of glucose dysregulation.

Faculty Biographies back to menu
Michael C. Angelini, PharmD

Dr. Michael Angelini is an Assistant Professor of Clinical Pharmacy at the Massachusetts College of Pharmacy and Health Sciences in Boston, and a Clinical Pharmacist, Psychopharmacology Specialist at the Veterans Affairs Boston Healthcare System Outpatient Clinic.

After earning his doctorate in pharmacy from Massachusetts College of Pharmacy and Allied Health Sciences, Dr. Angelini completed an ASHP Accredited General Practice Residency at the University of Massachusetts Medical Center in Worcester.

Dr. Angelini is a member of the American Society of Health-System Pharmacists, the American Association of Colleges of Pharmacy, the Colleges of Psychiatric and Neurologic Pharmacists, and the Massachusetts Society of Health-System Pharmacists. The recipient of a number of honors and awards, he has conducted research that has resulted in the publication of his work, as well as presentations at national meetings and extensive lectures on topics ranging from, but not limited to, migraine, anxiety disorders, bipolar disorder, and schizophrenia.

Robert L. Dufresne, PhD
Dr. Rob Dufresne is Professor of Pharmacy at the University of Rhode Island College of Pharmacy in Kingston and a Psychiatric Pharmacotherapy Specialist at the Providence VA Medical Center. His educational background includes his initial Pharmacy degree as well as earned doctorates in both Pharmacology and Psychology. He is board certified in both Pharmacotherapy and Psychiatric Pharmacy. He teaches psychiatric and neurologic pharmacotherapy to students of pharmacy, nursing, medicine, and various allied health fields. Along with membership in the American College of Clinical Pharmacy, he also is an active member of the College of Psychiatric and Neurologic Pharmacists (CPNP). He has recently served on the CPNP board of directors, and is currently Editor of their journal. In addition to these activities, he provides clinical service at the Providence VAMC to psychiatric outpatients and often provides consults for inpatients as well. His extensive research has resulted in the publication of articles, book chapters, reviews, and abstracts that have appeared in journals such as Biological Psychiatry, the Annals of Pharmacotherapy, the Journal of Clinical Psychiatry, and the American Journal of Psychiatry, among others. A prolific speaker, Dr. Dufresne has also given numerous presentations at several national meetings.
Timothy J. Maher, PhD
Dr. Timothy Maher is the Sawyer Professor of Pharmaceutical Sciences and a Professor of Pharmacology at the Massachusetts College of Pharmacy and Health Sciences in Boston, Massachusetts.

After receiving his Bachelor’s degree from Boston State College, Dr. Maher continued his studies, earning his PhD in Pharmacology from the Massachusetts College of Pharmacy and Health Sciences.

Dr. Maher is a member of a number of professional societies, including the American Association of Colleges of Pharmacy, the American Association of Pharmaceutical Scientists, and the International Society for Neurochemistry, among many others. He has conducted extensive research, and possesses several patents. His countless abstracts, papers, and articles have appeared in such publications as Lancet, the American Journal of Cardiology, Brain Research, the Annals of the New York Academy of Science, and Pharmacology Research, to name only a few. A prolific speaker, Dr. Maher has given presentations both nationally and internationally.
Elliot Sternthal, MD
Dr. Elliot Sternthal is an Assistant Professor of Medicine at the Boston University School of Medicine, as well as Clinical Director of the Diabetes Services at Boston University Medical Center, where he is an active staff member in Endocrinology, Diabetes, and Nutrition.

After earning his medical degree from McGill University in Montreal, Quebec, Canada, Dr. Sternthal served his rotating internship at Jewish General Hospital in Montreal, where he remained for the first two years of his residency. He completed his residency at the University of Massachusetts Medical Center, where he went on for his Fellowship in Endocrinology and Metabolism. He is board certified in Internal Medicine, and Endocrinology and Metabolism, and is a certified Licentiate of the Medical Council of Canada. He is also licensed to practice in both Massachusetts and Connecticut.

Dr. Sternthal is a Fellow of the American College of Physicians and the American College of Endocrinology, and a member of several other professional societies, including, but not limited to, the American Diabetes Association, the Endocrine Society, and the American Association of Clinical Endocrinologists. Based on his studies, he has authored or co-authored a number of book chapters, and his articles have appeared in journals such as the New England Journal of Medicine, Psychosomatic Medicine, and Catheterization and Cardiovascular Diagnosis, among others.

Body Weight Regulation and Second-Generation Antipsychotic Medications back to menu
Timothy J. Maher, PhD
 
This introductory section of the monograph will provide background information for the series of 4 articles addressing the metabolic effects of second-generation antipsychotics (SGAs), also known as atypical antipsychotics, and their clinical management. One controversial effect of these medications is weight gain. The physiologic and pathologic processes that are involved with body weight regulation will be reviewed. In the second section, an examination of the spectrum of insulin resistance found during progression from metabolic syndrome through prediabetes to type 2 diabetes will provide a fuller understanding of the metabolic effects of SGAs. Next, the possible effects of these drugs on weight gain, glucose regulation, and dyslipidemia will be reviewed by focusing on key articles in the current literature. Clinical approaches for patients with schizophrenia and metabolic syndrome, including treatment options and risk-versus-benefit analysis, will conclude this continuing pharmaceutical education program.
 
Weight Gain
Physiologic and pathologic processes are involved with body weight regulation; a number of these metabolic changes are produced by SGAs. Underlying these metabolic changes are the neural chemical processes that can occur following the ingestion of such compounds and endogenous compounds that regulate body weight, energy intake, and energy expenditure. Second-generation antipsychotic drugs (Table 1) have significantly improved patient care, particularly the 1% of the US population suffering from schizophrenia. The cost of care for schizophrenic patients is very high because this patient population occupies 40.3% of mental health facility beds, 11.4% of nursing home beds, and 8.8% of all hospital beds.1

The mechanisms of action of the SGAs are not fully understood. Many SGAs currently available have affinity for multiple neurotransmitter receptors, and their action may be mediated through a combination of dopamine and serotonin receptor antagonism. Most of these agents exhibit antagonism at adrenergic, cholinergic, and histaminergic receptors, while aripiprazole and ziprasidone may also act as agonists at specific subtypes of serotonin receptors (eg, 5HT1A and 5HT2C).
 
Table 1. Antipsychotic Medications*

Commonly used first-generation antipsychotics   Second-generation (atypical) antipsychotics  

Chlorpromazine
Fluphenazine
Haloperidol
Perphenazine
Thiothixene
Trifluoperazine
 
Aripiprazole
Clozapine
Olanzapine
Quetiapine
Risperidone
Ziprasidone
 

*Adapted from the American Diabetes Association.6
 
Balancing Body Weight
Body weight is a balancing act determined by the amount of energy coming in and the amount of energy going out. Energy intake is food consumed, and energy expenditure is energy used in metabolizing food and maintaining cell structure and electrical gradients (basal metabolic rate). Energy expenditure is also that energy used in exercise or physical activity. Body mass index (BMI) is a tool used to evaluate obesity. Overweight is considered to be a BMI ≥25 kg/m2, and obese is considered by the World Health Organization to be a BMI ≥30 kg/m2, although other factors are also important, especially the percentage and distribution of body fat present. Although adverse health consequences may be associated with increases in BMI, more accurate assessments of risk exist (eg, intra-abdominal fat determined by a computed tomography scan).

Based on Centers for Disease Control data from 1985 through 2001, obesity among US adults has increased steadily (Figure 1).2,3 In 1985, 8 states had 10% to 14% of their populations being obese. By 1989, approximately half of the states had higher incidence rates in this range. In 1991, obesity rates of 15% to 19% were reported in 4 states. By 2001, one state (Mississippi) had an incidence of obesity ≥25%, and 27 states reported an incidence rate of 20% to 24% in the adult population. The most common adverse health consequence associated with obesity and increased BMI is type 2 diabetes, with 61% of prevalence attributed to obesity.4 Uterine cancer (34%), gallbladder disease (30%), hypertension (17%), and coronary artery disease (17%) are also attributed to high BMI values (≥27 kg/m2).

Does this increase in the prevalence of obesity reflect a genetic predisposition among humans? Genetically, humans were designed to conserve energy. In ages past, food was difficult to obtain, and survival was largely dependent upon an individual’s ability to retain calories and energy. Over the past 150 years, food availability has not been much of a problem in developed countries. The current day issue now has turned to surviving obesity and diabetes, and not the availability of food.
 
Food Intake
Many factors, both short-term and long-term, influence energy input (consumption of food), as well as energy expenditure (metabolism, thermogenesis; Table 2). The roles of various monoamines in controlling appetite and food intake have been recognized for more than 50 years. The effects of activation of histamine-1 and alpha-1 adrenoceptors on appetite have been widely investigated, and of particular interest most recently, it has been found that activation of serotonin-2c receptors decreases food intake. Some SGAs antagonize this receptor, which may account for the observed increase in food intake and resultant weight gain associated with their use. Neuroactive compounds that have been identified more recently, such as neuropeptide Y (NPY), may play a significant role in controlling food intake. The release of NPY is stimulated by ghrelin, a 28-amino acid peptide with a unique structure having an n-octanoyl modification at its third serine residue; ghrelin is apparently produced by stomach endocrine cells and taken into the circulation without first going into the stomach. Stomach bypass surgery usually results in a significant reduction in ghrelin concentration. Ghrelin also is found in the hypothalamus of the brain, where it is associated with the release of growth hormone and other peptides. When exogenous ghrelin is administered, appetite is stimulated. Extremely high levels of ghrelin are found in patients who have anorexia nervosa or bulimia.

Orexin is a neuroactive compound found in the hypothalamus and having a structure similar to secretin in the gastrointestinal tract. Food intake is increased after the administration of orexin, a name derived from the Greek word for appetite. Based on animal studies, some forms of human narcolepsy may be characterized by low levels of orexin.

Endocannabinoids, derivatives of compounds that are similar to the active ingredient in marijuana (delta-9 tetrahydrocannabinol), increase appetite. Persons who use marijuana, or are passively exposed to its smoke, usually report having increased appetite. Neuroactive compounds that typically decrease food intake include bombesin, calcitonin, cholecystokinin, enterostatin, glucagon, histamine, neurotensin, and serotonin. A compound of particular interest is leptin, which is produced in adipocytes, fat cells in the periphery. Leptin acts within the central nervous system to control energy intake and output. With weight loss there is shrinkage of the adipocytes, a decrease in leptin, a corresponding decrease in the concentration of NPY, and a consequent increase in food intake and decrease in energy expenditure. With weight gain, just the opposite occurs: enlargement of the adipocytes, an increase in leptin, a decrease in food intake, and an increase in energy expenditure. Much excitement has been generated in anticipation of leptin’s usefulness in humans, but it has not been very effective except in limited situations. Other potential anti-obesity drugs have been identified and are being pursued by numerous investigators.

Patients who are receiving SGAs for the treatment of schizophrenia may also be taking other medications that can contribute to weight gain (eg, tricyclic antidepressants, lithium, or anxiolytics; Table 3). On the other hand, fewer medications are associated with weight loss, including psychostimulants, some serotonin selective reuptake inhibitors, isocarboxazid, and topiramate. Other factors that predispose schizophrenic patients to weight gain may include poverty, poor nutritional quality of foods, and lack of exercise. Overall, SGAs provide obvious psychiatric benefits to patients, but there are risks as with any drug. Selection of SGAs for the treatment of schizophrenia should always take into consideration the benefit-to-risk ratio.
 
Diabetes
A large increase in the incidence of diabetes in the US population has occurred over the past 2 decades. The number of states with a diabetes incidence of ≥6% has grown from 2 in 1994 to 28 in 2002 (Figure 2). Prevalence of diagnosed diabetes increased by 70% in the 30–39 years age group, and by 40% in the 40–49 years age group from 1990 to 1998.5

These continuing pharmacy education materials will continue with examination of the spectrum of insulin resistance to better understand the metabolic effects of SGAs and also a review of the possible effects of these drugs on glucose regulation and dyslipidemia.
 
Table 2. Short-Term and Long-Term Factors Influencing Energy Balance

Input

Short term   Long term  

Sight of food
Smell
Taste
Gut hormones
Circulating nutrients
Stretch & chemoreceptors in gut
 
Circulating nutrients
Adipokines (leptin, timer necrosis factor-alpha)
Hormones (cortisol, growth hormones, insulin, T-4)
 

Output

Short term   Long term  

Meal size & duration
Digestion/absorption
Metabolism/storage
Thermogenesis
 
Hunger
Size of energy stores, hormonal signals
Thermogenesis
 

 
Table 3. Medications That May Cause Weight Gain

Tricyclic antidepressants
Beta-blockers
Sulfonylureas
Valproate
Carbamazepine
Vigabatrin
Gabapentin
Insulin
 
Monoamine oxidase inhibitors
Lithium
Lamotrigine
Selective serotonin reuptake inhibitors
Anxiolytics
Corticosteroids
Antipsychotics
 

References back to menu
  1. Wyatt RJ, Henter I, Leary MC, Taylor E. An economic evaluation of schizophrenia—1991. Social Psychiatry Psychiatr Epidemiol. 1995;30:196-205.
  2. Mokdad AH, Serdula MK, Dietz WH, Bowman BA, Marks JS, Koplan JP. The spread of the obesity epidemic in the United States, 1991-1998. JAMA. 1999;282:1519-1522.
  3. Mokdad AH, Bowman BA, Ford ES, Vinicor F, Marks JS, Koplan JP. The continuing epidemics of obesity and diabetes in the United States. JAMA. 2001;286:1195-1200.
  4. Wolf AM, Colditz GA. Current estimates of the economic cost of obesity in the United States. Obes Res. 1998;6:97-106.
  5. Kenny SJ, Aubert RE, Geiss LS, National Diabetes Data Group. Prevalence and incidence of non–insulin-dependent diabetes. In: Diabetes in America. 2nd ed. National Institutes of Health; 1995:47-67.
  6. American Diabetes Association. Consensus Development Conference on Antipsychotic Drugs and Obesity and Diabetes. Diabetes Care. 2004;27:596-601.

The Spectrum of Insulin Resistance: From the Metabolic Syndrome to Type 2 Diabetes back to menu
Elliot Sternthal, MD
 
Metabolic Syndrome
 
The World Health Organization (WHO) and the National Cholesterol Education Program (NCEP) have defined the metabolic syndrome (Table 1).1,2 Diagnosis using the NCEP definition is the presence of three or more characteristics: elevated blood pressure, elevated plasma triglyceride level, decreased high-density lipoprotein cholesterol, abdominal obesity, and elevated fasting glucose level. Diagnosis using the WHO definition requires type 2 diabetes or impaired glucose tolerance (IGT) and any 2 of the other listed criteria, or any 3 of the criteria with normal glucose tolerance (NGT).

The metabolic syndrome affects 25% of the US adult population. Prevalence is >40% among persons over 60 years of age and <20% among persons under the age of 40 years. Race/ethnicity is another factor, and Hispanic/Latino Americans have a higher age-adjusted prevalence than non-Hispanic whites or African Americans.3

Persons affected by the metabolic syndrome are at risk for developing diabetes and cardiovascular disease. The symptoms of the metabolic syndrome are similar to those of prediabetes and type 2 diabetes. Metabolic syndrome is prevalent (86%) in people with type 2 diabetes,4 yet most persons with metabolic syndrome are not diabetic. The metabolic syndrome is not necessarily associated with elevated plasma glucose levels; thus, the cardiovascular risk associated with metabolic syndrome can occur even when blood glucose level is normal. Other consequences of metabolic syndrome include arterial stiffness and endothelial dysfunction.
Table 1. Definitions of Metabolic Syndrome From the World Health Organization (WHO)1 and the National Cholesterol Education Program–Adult Treatment Panel III (NCEP ATPIII)2

Characteristics   WHO   NCEP ATP III

Hypertension   Current antihypertensive therapy and/or BP >140/90 mmHg   BP medication or BP >130/85 mmHg
 
Dyslipidemia   Plasma triglycerides >1.7 mmol/L (150 mg/dL) and/or HDL <0.9 mmol/L (35 mg/dL) in men and <1.0 mmol/L (<40 mg/dL) in women   Plasma triglycerides >150 mg/dL, HDL cholesterol <40 mg/dL in men and <50 mg/dL in women
 
Obesity   BMI >30 kg/m2 and/or waist/hip ratio >0.90 in men, >0.85 in women   Waist circumference >102 cm (40 in) in men and >88 cm (35 in) in women
 
Glucose   Type 2 diabetes or IGT   Fasting blood sugar >110 mg/dL
 
Other   Microalbuminuria = overnight urinary albumin excretion rate >20 mg/min (30 mg/g creatinine)    
 
Requirements for diagnosis   Type 2 diabetes or IGT and any 2 of the above criteria; if NGT, must demonstrate 3 other disorders   Any 3 of the above disorders

BP = blood pressure; HDL = high-density lipoprotein; BMI = body mass index; IGT = impaired glucose tolerance; NGT = normal glucose tolerance.
 
Insulin Resistance, an Intrinsic Abnormality Associated With Metabolic Syndrome
 
Diagnosis
Insulin resistance is defined as the condition in which more insulin is required to produce an expected biological response. During this condition, normoglycemia is maintained at the cost of hyperinsulinemia. Measurement of fasting levels of plasma glucose and insulin are the simplest and most frequently used methods of diagnosing insulin resistance. Insulin resistance can also be diagnosed by a hyperinsulinemic clamp study (ie, maintenance of a constant normal blood glucose level by intravenous glucose infusion during intravenous hyperinsulinemia) and by an oral glucose tolerance test with serial plasma samples measured for glucose and insulin levels at fixed times after oral glucose loading.
 
Causes of insulin resistance
Aging and genetics are only some of the factors that may be involved in insulin resistance (Figure 1). A genetic predisposition to developing insulin resistance has been suggested; patients with diabetes may have relatives who are nondiabetic, yet have an abnormal response to insulin, such as impaired glycogen storage. As people age, weight gain and obesity—the major cause of insulin resistance—become more of a problem. With weight gain comes an increase in free fatty acids and the production by fat cells of cytokines and chemokines, further potentiating insulin resistance and impairing both insulin action and its secretion by ß-cells.
 
Abnormalities
Insulin resistance frequently is present in metabolic syndrome and in conditions progressing to type 2 diabetes. In addition to elevated blood pressure and lipid abnormalities, persons with insulin resistance also have nontraditional cardiovascular risk factors, including: a procoagulant state and reduced fibrinolysis; elevated C-reactive protein, a marker of vascular inflammation that seems to potentiate vascular damage; and elevated uric acid levels. Low-density lipoprotein particles tend to be smaller and denser in these individuals, reflecting loss of cholesterol, which results from augmented reverse cholesterol transport. These smaller particles more easily penetrate the endothelium where they are oxidized and contribute to formation of the fatty streak, the first stage of plaque formation. An increased level of urine microalbumin is also an important marker for cardiovascular disease and renal dysfunction. Another abnormality associated with this condition is elevated local cortisol production by visceral fat cells resulting in proliferation of more visceral fat cells that are insulin resistant and tend to release fatty acids, which further potentiates insulin resistance. The cardiology literature also suggests that cardiac autonomic dysfunction is also a part of the insulin resistance syndrome.
 
Beta-cell function
In the initial stages of metabolic syndrome, pancreatic ß-cells respond to insulin resistance by producing enough insulin to maintain normal glucose levels. When the ß-cells fatigue or are lost, a decrease in insulin secretion results and the condition progresses to prediabetes, which is initially recognized by glucose challenge. With progressive ß-cell dysfunction or loss, the prediabetic condition progresses to type 2 diabetes.

In the later stages of the metabolic syndrome, ß-cells inadequately compensate for insulin resistance and may become unresponsive (ie, desensitized to glucose). A genetic predisposition may program ß-cells to fail in some persons. Intrauterine influence and small birth weight appear to be associated with impaired ß-cell development, and perhaps with a greater loss of ß-cells over time. The lipids abnormalities associated with increased weight not only interfere with insulin action, but the lipids also can enter and harm the ß-cells. Glucose, too, can enter the ß-cells, causing oxidative stress and glycosylation of cellular proteins. However, early treatment to decrease fatty acid and blood glucose levels may reverse some of this damage and allow partial recovery of the ß-cells.
 
Assessment of insulin resistance
In assessing insulin resistance, both insulin sensitivity and insulin secretion must be considered, as shown by Kahn and colleagues.5 Persons who are lean will, generally, have high insulin sensitivity and relatively low secretion of insulin by ß-cells. As we age or put on weight, insulin sensitivity is lowered and ß-cells have to secrete more insulin to maintain a normal level: a 4- to 5-fold increase in insulin secretion may be required. Normal cells may be able to respond adequately. However, if ß-cells cannot secrete sufficient insulin, then normoglycemia cannot be maintained.

Inadequate ß-cell compensation for insulin resistance was shown in a study of the Pima Indians in Arizona.6 About 40% of the Pima Indians become diabetic by middle age. Some individuals have NGT; the ß-cell function of these non-progressors is capable of generating more insulin as their insulin sensitivity falls, thus staying on the normal curve of ß-cell secretion as a function of insulin sensitivity. For progressors (ie, those individuals who are going to develop some abnormality of diabetes), IGT becomes evident as the ß-cells begin to fail. As ß-cell function gets worse, the fasting glucose level increases (impaired fasting glucose, or IFG). Treatments that reduce insulin resistance, such as lifestyle changes, metformin or thiazolidinediones, sulfonylureas to stimulate ß-cells, or even insulin, may help restore a normal balance between insulin sensitivity and secretion. Some individuals with IGT and/or IFG progress to diabetes. At present, no medications are approved for preventing this progression.
 
Predisposition
Predisposition to insulin resistance has three known components: genetic; acquired obesity and inactivity; and metabolic, the component that can progress rapidly. The greatest increase in insulin resistance is found during progression from NGT to prediabetes. Further progression from prediabetes to type 2 diabetes is primarily a failure of ß-cells in the pancreatic islets of Langerhans. A study by Reaven et al7 showed a large drop in insulin sensitivity as patients progressed from NGT to IGT, or prediabetes. Little further change in insulin resistance was found with progression to type 2 diabetes. Recent studies have investigated this progression from NGT to IGT in greater detail, and one study8 showed that the risk of developing diabetes is greater in persons with low insulin sensitivity and impaired secretion by ß-cells. Furthermore, it seems that insulin resistance may be more important than insulin secretion in progressing from NGT to prediabetes.
 
Progression From Metabolic Syndrome to Diabetes
 
Natural history
The natural history of IGT over the course of 10 years shows that some people revert to normal levels of insulin sensitivity (33%), some stay the same (33%), and some progress to diabetes (33%). These are average values, and the percentage of people who progress can be higher in various ethnic groups.

The diagnosis of IFG, which represents a further progression of ß-cell failure, is based on measurements of the fasting level of glucose. Over the course of 10 years, 40% of persons who have IFG will progress to diabetes. The percentage of patients with IFG who develop diabetes is somewhat higher than the percentage of patients with IGT who progress to diabetes.
 
Diagnosis
Diagnostic criteria of diabetes, IGT, and IFG are shown in Figure 2. The American Diabetes Association (ADA) has recently recommended that the cutoff between normal and impaired fasting glucose be lowered to 100 mg/dL. For certain populations, values >95 mg/dL may, in fact, be above normal. Values between 100 mg/dL and 125 mg/dL, if verified on a second occasion, would indicate IFG. This is a risk category identified by the ADA for diabetes, and it is also a risk category for cardiovascular disease. Fasting glucose values >125 mg/dL, if verified on another day, are diagnostic for diabetes. The ADA recommends using the fasting glucose test for population screening because it is inexpensive and highly reproducible, but it is not so sensitive as the glucose challenge.9

Some individuals with fasting glucose values below the IFG cutoff can have diabetes; in such cases, a glucose challenge would be suggested. If the post-load glucose value is <140 mg/dL on two or more occasions, the individual is normal. Glucose challenge results between 140 mg/dL and 199 mg/dL indicate IGT, a category known to indicate risk for developing diabetes and cardiovascular disease. Values >200 mg/dL clearly indicate diabetes.9 However, persons whose glucose challenge values are indicative of diabetes (>200 mg/dL) but whose fasting glucose levels are normal or in the IFG range are grouped into a category called isolated post-challenged hyperglycemia. About half of patients over the age of 60 years who have diabetes are in this category. If these patients receive second-generation antipsychotics (SGAs)—or other medications such as beta-blockers or steroids—they may progress to fasting and postprandial hyperglycemia.
 
Screening for type 2 diabetes
Who should be screened for type 2 diabetes? Screening serves to identify any abnormality of glucose dysregulation, not only type 2 diabetes. The ADA recommends screening for anyone over the age of 45 years, as these persons may be more likely to be overweight and insulin resistant.9 If the results are normal, then a retest in 3 years is suggested. However, persons who have any of the risk factors should be screened more frequently. Risk factors include: 1) first-degree relative with type 2 diabetes; 2) high-risk ethnic group; 3) arterial hypertension; 4) dyslipidemia; 5) previous IGT or IFG; and 6) in females, a baby weighing more than nine pounds at birth.
 
Intervention Options
Patients with metabolic syndrome have the potential to progress to prediabetes and those with prediabetes have a greater potential for developing diabetes. For patients with diabetes, their condition can become worse: patients with mild diabetes can progress to hyperosmolar coma, and even diabetic ketoacidosis, by treatment with some SGAs. Schizophrenic patients have a 2- to 3-fold greater risk of diabetes before they receive any medication, that suggests an intrinsic susceptibility. Other possible risk factors for progression to diabetes are weight gain, lipotoxicity due to increased visceral fat, and inactivity.

What are the options for intervention to prevent metabolic syndrome and prediabetes? Metabolic syndrome only recently has been described, and limited data are available. Exercising, eating appropriately, losing weight—the changes in lifestyle known to prevent prediabetes from going onto diabetes—seem to be important. These interventions can improve insulin sensitivity and reduce many cardiac risk factors in these patients. As mentioned previously, glucose levels are often normal in cases of metabolic syndrome, but other risk factors may be identified and must be addressed. One option is to consider treating these patients as though they already have developed type 2 diabetes: reduce blood pressure and lipid levels to targets recommended by the ADA, stop smoking, and take aspirin. Our understanding of the impact of SGAs on the progression from metabolic syndrome to prediabetes is limited by insufficient data, much of which is from case reports or from retrospective reviews of insurance records or health plan records. Prospective clinical trials are lacking. Intuitively, high risk would be assigned to an older, obese person who has higher insulin resistance, higher blood sugars, and perhaps other risk factors. Conversely, the literature indicates that some younger patients with lower weight receiving SGAs are at greater risk for developing diabetes. This suggests that weight gain is not the only factor, and perhaps these agents are affecting the ß-cells in some patients. As will be seen in the next article, the results from available studies are contradictory, with some studies suggesting that some SGA agents may cause weight gain, while others find their effects to be neutral, and some suggest that some agents cause weight loss.
References back to menu
  1. World Health Organization. Definition, Diagnosis and Classification of Diabetes Mellitus and Its Complications: Report of a WHO Consultation. Geneva, Switzerland: Department of Noncommunicable Disease Surveillance, World Health Organization; 1999:2-59
  2. National Cholesterol Education Program Expert Panel on Detection, Evaluation, and Treatment of High Blood Cholesterol in Adults. Executive Summary of the Third Report of The National Cholesterol Education Program (NCEP) Expert Panel on Detection, Evaluation, and Treatment of High Blood Cholesterol in Adults (Adult Treatment Panel III). JAMA. 2001;285:2486-2497.
  3. Ford ES, Giles WH, Dietz WH. Prevalence of the metabolic syndrome among US adults: Findings from the Third National Health and Nutrition Examination Survey. JAMA. 2002;287:356-359.
  4. Alexander CM, Landsman PB, Teutsch SM, Haffner SM. NCEP-defined metabolic syndrome, diabetes, and prevalence of coronary heart disease among NHANES III participants age 50 years and older. Diabetes. 2003;52:1210-1214.
  5. Kahn SE, Prigeon RL, McCulloch DK, et al. Quantification of the relationship between insulin sensitivity and b-cell function in human subjects. Evidence for a hyperbolic function. Diabetes. 1993;42:1663-1672.
  6. Weyer C, Bogardus C, Mott DM, Pratley RE. The natural history of insulin secretory dysfunction and insulin resistance in the pathogenesis of type 2 diabetes mellitus. J Clin Invest. 1999;104:787-794.
  7. Reaven GM, Hollenbeck CB, Chen YD. Relationship between glucose tolerance, insulin secretion, and insulin action in non-obese individuals with varying degrees of glucose tolerance. Diabetologia. 1989;32:52-55.
  8. Weyer C, Tataranni PA, Bogardus C, Pratley RE. Insulin resistance and insulin secretory dysfunction are independent predictors of worsening of glucose tolerance during each stage of type 2 diabetes development. Diabetes Care. 2001;24:89-94.
  9. American Diabetes Association. Clinical Practice Recommendations 2004. Diabetes Care. 2004;27(suppl 1):S1-S150.

The Metabolic Effects of Second-Generation Antipsychotics back to menu
Rob Dufresne, PhD
 
Atypical antipsychotics have revolutionized the treatment of patients with schizophrenia or bipolar affective disorder. However, while atypical second-generation antipsychotics (SGAs) cause less motoric side effects than the typical agents, there is some controversy concerning how these drugs may affect glucose regulation, lipid metabolism, and induce weight gain. Also, there is concern about how best to manage these effects and their implications for choice of pharmacotherapy.
 
Antipsychotics and Weight Gain
A comprehensive, quantitative review was conducted in 1999 regarding the amount of weight gain associated with each antipsychotic drug available or undergoing clinical trials in the United States.1 A meta-analysis and random effects meta-regression estimated the weight change after 10 weeks of treatment with each of 10 drugs at a standard dose. Among typical agents, mean weight change ranged from a reduction of 0.39 kg (0.9 lbs) with molindone to an increase of 3.19 kg (7.0 lbs) with thioridazine. Mean weight increases were found for SGAs as follows: clozapine, 4.45 kg (9.8 lbs); olanzapine, 4.15 kg (9.1 lbs); sertindole, 2.92 kg (6.4 lbs); risperidone, 2.10 kg (4.6 lbs); and ziprasidone, 0.04 kg (0.1 lb). More recently, quetiapine, olanzapine, and risperidone were found to have weight-gain liability in the Canadian National Outcomes Measurement Study in Schizophrenia2; weight gain >7% of baseline weight was observed in patients receiving quetiapine (56% of patients), olanzapine (24%), and risperidone (24%). Results of a study in Spain also found weight gain >7% of baseline weight with olanzapine and risperidone, but data for quetiapine were inconclusive.3 Short-term (4–6 wks) and long-term (26–52 wks) studies comparing treatment with aripiprazole (2 to 30 mg/d) to placebo or active comparator have shown minimal weight change.4,5

The pattern of weight gain is important. In a 47-week study, Tohen and colleagues6 compared efficacy and safety of olanzapine versus divalproex sodium for the treatment of acute bipolar mania using a flexible-dose regimen. Weight gain was significantly greater for the olanzapine patients than for the divalproex sodium group (2.79 kg vs. 1.22 kg, SE = 0.32, P < .001). Patients who were taking olanzapine had the greatest weight increase during the first month and reached a plateau after about 16 weeks, while the increase in patients taking divalproex sodium appeared to rise steadily during the 47 weeks. These data would suggest that once patients have been maintained on olanzapine for four months or more there is little additional weight gain.
 
Glucose Dysregulation and Diabetes
The prevalence of type 2 diabetes is 2- to 4-fold greater among patients with chronic mental illness.7 Many schizophrenic or bipolar patients may already have some risk factors for diabetes (Table 1). Increased rates of glucose dysregulation and insulin resistance were noted in psychiatric patients even before the introduction of antipsychotic or mood-stabilizing drugs.8 It is now established that patients who have some of these risk factors for diabetes show a greater likelihood of developing diabetes when taking antipsychotic drugs.

Most studies of glucose regulation in schizophrenia are confounded by prior exposure to one or more antipsychotic medications. One study examined glucose dysregulation in first-episode, drug-naïve patients with schizophrenia compared with healthy controls.9 Patients with schizophrenia had significantly higher levels of fasting glucose, insulin, and cortisol than the control group (P < .05). The calculated insulin resistance was also higher, and 15% of patients with schizophrenia had impaired fasting glucose (fasting blood glucose >110 mg/dL and <126 mg/dL) compared with none among controls. These results are consistent with the idea that glucose dysregulation may be an inherent problem in these patients, independent of drug effects.

The literature on diabetes mellitus and SGAs are often contradictory. Case reports and summaries of annual data reports imply causation or worsening of preexisting diabetes mellitus in patients treated with SGAs, especially clozapine and olanzapine. Epidemiological studies and clinical trial data tend to show little difference between agents in the prevalence/incidence of diabetes in the schizophrenic population. Basic science studies (short-term “clamp” studies) show little or no direct effects of SGAs on insulin release or resistance in healthy subjects.10
 
Table 1. Diabetes Risk Factors and Symptoms

Risk Factors   Symptoms & Signs  

Family history   Fatigue
 
Ethnic background   Frequent infections (skin, urinary tract infection, yeast infections)
 
Overweight (central obesity)   Excessive thirst
 
Physical inactivity
  Excessive urination
 
Hypertension   Nocturia
 
Low high-density lipoproteins/high triglycerides   Blurred vision
 
Polycystic ovary syndrome   Unexplained weight loss
 
Gestational diabetes or birth of infant >9 lbs   Acanthosis nigricans
 
History of impaired glucose tolerance or fasting glucose >110 mg/dL   Retinopathy, neuropathy, nephropathy, vascular disease

 
Case reports
Koller and colleagues examined details of spontaneous cases of diabetes reported to the FDA MedWatch Drug Surveillance System that occurred in patients taking clozapine, olanzapine, and risperidone.11-13 The data suggest that these drugs may precipitate or unmask diabetes in susceptible patients, and point out potentially severe problems such as death due to complications of diabetes, a disease routinely detected and treated.
 
Epidemiological and Clinical Studies
Numerous studies have been conducted to examine the possible association between diabetes mellitus and antipsychotic medications, and 13 of these reports are summarized in Table 2. The greatest attention since 2001 has been given to SGAs, with clozapine, olanzapine, and risperidone the most frequently reported. Retrospective cohort studies and reviews of claim records generally have grouped all first-generation antipsychotics together for analysis, although haloperidol and chlorpromazine have sometimes been singled out for analysis. Generally, the retrospective analyses evaluated patient records or claims from periods of a few months to 3 years. The likelihood of patients receiving a given antipsychotic, or class of antipsychotics, of developing diabetes compared with the likelihood for another treatment group was reported in terms of an odds ratio, relative risk, or hazard ratio.9

Overall, the studies have found that the risk of developing diabetes is greater for patients receiving antipsychotics than for untreated patients or a typical population; however, the medications do not routinely differ significantly from each other (Table 2). When significant differences are found between different SGA, they tend to be small relative differences. Also, some of the studies utilize small samples of SGA-treated patients with results showing extreme confidence intervals. Studies using logistic regression models sometimes fail to provide statistical criteria used for including covariates in the model. Despite the inherent limitations of these pharmacoepidemiological studies, it appears that patients maintained on antipsychotic medications are at greater risk of diabetes mellitus than the general population and that those receiving atypical antipsychotics may be at an even greater risk for developing glucose dysregulation.

However, it appears that patients who already suffer from diabetes mellitus may be safely treated with antipsychotics so long as they receive proper care for their glucose dysregulation.14 If patients have diabetes, they can be treated with SGAs, and their diabetes should be managed just as with any other diabetic patient. Whether or not there is a direct effect of olanzapine or risperidone treatment on b-cell function in healthy volunteers was evaluated using a hyperglycemic “clamp” procedure.10 After treatment for 15 to 17 days, an increase in the insulin response to hyperglycemia and a decrease in the insulin sensitivity index were observed in both treatment groups. The subjects in both groups exhibited similar changes in insulin levels (fasting and clamp) that appeared to be largely related to significant weight gain (P < .01). Data from this study do not support a direct effect of olanzapine or risperidone on decreasing insulin sensitivity or impairing insulin secretion by the pancreatic ß-cells.15
 
Dyslipidemia
 
Effect of SGAs on lipid levels
Clozapine, olanzapine, and quetiapine appear to increase serum triglycerides. Generally, they do not increase cholesterol levels, although it may appear so because serum triglycerides are part of total serum cholesterol values. This elevation of triglycerides does not seem to be a problem with ziprasidone, risperidone, and aripiprazole16-20 (Table 3). Fasting serum triglycerides >500–700 mg/dL can be associated with pancreatitis, a potentially fatal complication, and elevated serum triglycerides can also be predictive of heart disease.

Resolution of elevated serum triglyceride levels associated with specific antipsychotics has been investigated in some patients. Elevated serum triglycerides in patients treated with clozapine were reduced in 4 patients after switching from clozapine to risperidone.21 In 2 patients, re-treatment with clozapine again increased serum triglycerides. Changes in total serum cholesterol were small or nonexistent.

A retrospective analysis by Wirshing et al22 showed significantly elevated triglyceride levels with clozapine and olanzapine, but with drops in low-density lipoprotein for olanzapine, risperidone, and quetiapine. A retrospective review of more that 150 patients per medication treated over the course of one year found significant increases in serum triglycerides in patients treated with olanzapine. Patients receiving risperidone in conjunction with lithium or valproate had increased serum triglycerides as well. Patients concurrently receiving mood stabilizers (lithium or valproate) had double (risperidone, NS) or triple (olanzapine, P < .05) the weight gain compared with patients not receiving mood stabilizers, indicating that concomitant drug use can be an important factor in causing metabolic changes in patients receiving SGAs.23

Increases in serum triglycerides can occur without weight changes, A strong association (P < .02) between increased weight (12 lbs) and the increase in fasting triglycerides (60 mg/dL, or 37% increase) with olanzapine after 12 weeks has been reported,10 but three quarters of the variation of changes in serum triglyceride were unrelated to weight gain. Thus, serum lipids should be monitored even in patients who do not gain weight while using atypical antipsychotics.
 
Metabolic monitoring
Taken together, these reports point out t